00.

(2) Named programs includes the NCAR's High Performance Computing & Communications (HPCC) and the Global Change Research Program (USGCRP)

(3) Includes all the ATD Deployment Pool funds and HAO's Space Weather, CEDAR, SUNRISE programs. Also includes ATD's FASTEX, SCD's Applied Network Research and Distributed CSL, and numerous others.

(4) Funding for ATD's High-Performance Instrumented Airborne Platform for Environmental Research (HIAPER) received its first increment of funding.

(5) Includes uncommitted and committed carryover of $51.3M and $19.1M for FY01, $45.4M and $20.9M for FY00, and $35.4M and $12.5M for FY99.

UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH
Statement of Program Funding and Expenditures/Commitments
FYTD 2001
Three Months Ended December 31, 2000
(In Thousands of Dollars)

Funding Received (a)

Expenditures/
Commitments

Funds Programmed
But Not Yet
Committed

Projected
Funds
to be
Received

By Entity:

NCAR
115,457 82,359 33,098

31,175

UCAR Office of Programs (b)
28,179 24,767 3,412

31,744

UCAR Foundation
350 157 193

Other
9,573 1,303 8,270

680

TOTAL
153,559 108,586 44,973

63,599

By Funding Source:

NCAR:

NSF Regular
52,426 36,953 15,473

NSF Named Programs
22,834 12,720 10,114

NSF Special & Grants
4,842 2,333 2,509
7,562

NSF HIAPER 8,500 2,175 6,325

NASA
6,018 7,019 (1,001) (c)
4,718

NOAA
2,964 1,868 1,096
1,632

DOD
4,690 4,271 419
2,583

FAA
1,280 5,639 (4,359) (c)
6,296

EPA
568 319 249
0

DOE
1,969 2,524 (555) (c)
2,875

Foreign
3,290 3,162 128
2,338

Commercial
1,462 655 807
926

University
2,194 2,009 185
2,545

Other (Gov't and Non-Gov't)
2,420 712 1,708
299

Subtotal
115,457 82,359 33,098

31,774

UCAR Office of Programs:

NSF
11,695 10,433 1,262
12,323

NOAA
9,648 11,873 (2,225) (c)
15,047

NASA
2,919 538 2,381
1,612

DOD
1,078 931 147
872

Foreign
385 159 226
35

University
405 151 254
458

Other (Gov't and Non-Gov't)
2,049 682 1,367
698

Subtotal
28,179 24,767 3,412

31,045

UCAR Foundation:
350 157 193

Other:

NSF
7,165 1,301 5,864 317

NASA
124 18 106

129

Non-NSF
2,284 (16) 2,300

234

Subtotal
9,573 1,303 8,270

680

TOTAL
153,559 108,586 44,973

63,499

(a) Funds received including committed and uncommitted carryover from FY 2000.

(b) Includes UNIDATA, DLESE, JOSS, VSP, COMET, IITA, OFPS, COSMIC and GST.

(c) Programs approved but funding was not received during FY01.

UNIVERSITY COPORATION FOR ATMOSPHERIC RESEARCH
CONSOLIDATED FY01 FUNDING (AVAILABLE FOR EXPENDITURE)
As of 31 December 2000


By Funding Source

Total: $153.6
(In Millions of Dollars)


By UCAR Entity

Total: $153.6
(In Millions of Dollars)
*Other includes $3.7M from foreign sources, $3.4M from university sources,
$1.5M from commercial sources, and the remainder from 15 other funding sources.

UNIVERSITY COPORATION FOR ATMOSPHERIC RESEARCH
CONSOLIDATED FY00 FUNDING (AVAILABLE FOR EXPENDITURE)
As of 31 December 1999


By Funding Source

Total: $132.9
(In Millions of Dollars)


By UCAR Entity

Total: $132.9
(In Millions of Dollars)
*Other includes 1.9M from foreign sources, $1.8M from university sources,
$1.6M from commercial sources, and the remainder from 15 other funding sources.

UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH

Statement of General Fund Revenues and Expenses

Three Months Ended 31 December 2000

Actual
3 Months
Ended 12/31/00

Projected
FY2001

Unrestricted General Fund Balance, 10/1 (Actual)
$18,496,184 $18,496,184

Revenues:

Government Fees:

NOAA
156,126 463,988

NSF
75,000

Other Agencies-Through NSF Coop. Agreement
108,903 546,634

Other Agencies-Direct Contracts
70,817 433,459

Subtotal Government Fees
335,846 1,519,082

Other Direct Fees:

WITI Contracts
7,143 0

Other Direct Contracts
84,101 287,600

Subtotal Other Direct Fees
91,244 287,600

Subtotal Fees- All Sources
427,090 1,806,682

Interest Income
175,884 650,000

Dividend & Capital Gain Income
(6,732) 300,000

Recognition of Unrealized Gains (Losses)
(1,014,845) 200,000

Membership Revenues
62,500 62,500

Condo Receipts
1,000 5,000

FL4 Rental Revenue (WITI, CU)
26,908 53,000

WITI Interest Revenue
6,656 6,655

Other
250

Total Revenues
(321,540) 3,084,087

Expenses:

Lewis Burke & Associates   11,580 58,000

Corporate Representation Allowances   28,589 89,500

Audit Adjustments/Bad Debt Adjustmet   473 10,000

Lobbying Expenses   4,112 12,000

Artowski Award Match

Science Store (net)   (91) 14,000

Vehicle Operating Costs   (3,550) 13,000

FL4 Rental Expenses   45,000

Condo Expenses   806 14,000

Tech Transfer Distribution to Employees

NCAR 40th Anniversary/HAO 60th Anniversary   1,196 2,000

Science & Technology Opportunity/Risk Mitigation (STORM)    30,765 400,000

Windows to Universe

Women Scientist Support   14,579 95,000

Scientist I Support   9,880 100,000

Recruiting Expenses   17 15,000

Other   3,735 106,000

Total Expenses
102,092 973,500

Transfers:

Internal Transfer

Depreciation & writeoffs of Indirect Cost Equipment

Net Increase in Fund Balance
(423,632) 2,110,587

Unrestricted General Fund Balance, End of Period
$18,072,552 $20,606,770

UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH

Investments

Annualized Effective Return

Maturity Date

12/31/00
Market Value

12/31/99
Market Value

Restricted Investments:

Money Market Funds 5.23% N/A 862,259 2,236,738

Asset Backed Obligations Various
Various
1,478,709 2,469,295

US Treasury Notes Various
Various
110,344 411,541

Agency Pass-Through Various
Various
1,794,723 1,238,456

Corporate Notes Various
Various
525,866 228,656

US Treasury Sec Stripped N/A 11/5/03

Agency Obligations 5.28% 9/14/01

Vanguard Fixed Income -GNMA Portfolio 11.22% 6.29% 376,027

Total Restricted Investments

4,771,901 6,960,712

Unrestricted Investments:

UCARF Money Market Funds 2,126,978

L/T Fixed Income Obligations:

US Treasury Notes 6.38% 4/30/02 1,012,500

Agency Pass-Through Various Various 913,935

Guaranteed Investment Contract 8.92% 12/1/13 3,150,000 3,150,000

Vanguard Fixed Income -Wellington Fund 10.40% 8.91% 234,152

Vanguard Fixed Income -TIPS Portfolio * * 785,782

Vanguard Fixed Income -GNMA Portfolio 11.22% 6.29% 1,109,276 621,319

Subtotal

7,205,645 3,771,319

Equities:

(1)

(2)

Vanguard Index 500 -9.06% 12.30% 2,783,614 3,543,424

Vanguard Extended Market Index -15.51% * 798,478

Vanguard Windsor II 16.86% 8.60% 866,342 741,341

Vanguard Wellington 10.40% 8.91% 434,853 605,970

T. Rowe Price Equity Income 13.12% 8.66% 1,143,779 1,011,135

Fidelity Growth & Income -2.05% 11.54% 895,273 913,376

Cohen & Steers Realty Shares 26.63% 2.13% 614,234 485,076

Liberty Acorn Z 10.06% 15.88% 1,092,680 992,820

Vanguard International Growth -8.60% 10.53% 506,365 554,018

Janus Worldwide -16.87% 19.81% 1,835,256 2,207,719

Dreyfus Small Co. Value 5.40% 6.21% 480,687 427,308

Common Fund Private Equity III 290,575 90,762

Subtotal

11,742,137 11,572,949

Total Unrestricted Investments

21,074,760 15,344,268

Total Corporate Investments

25,846,661 22,304,980

Weighted Average Returns on Corporate Investments Compared to Indices:

Last 12 mo.
3 yr.
Annualized

Last 12 mo.
3 yr.
Annualized

Average Total Return on Unrestricted Investments
3.57% 9.18%

Average Total Return on Domestic Equities
2.73% 9.25% Russell 2000 -3.03% 4.64%

Average Total Return on Cash Equivalents
6.32% 5.94% 91 day T-Bills 6.31% 5.40%

Average Total Return on Fixed Income Obligations
9.97% 7.85% Lehman 1-3 yr. 8.17% 6.01%

Average Total Return on International Equities
-15.22% 15.93% MSCI-EAFE ND -14.17% 9.35%

S&P 500
-9.10% 12.26%

(1) Total return for past 12 months.

* Fund has been held less than 1 or 3 years.

(2) Total return for past 3 years.

Back to the February 2001 Board Meeting Homepage

UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH Statement of Program Funding Available by Sponsor and UCAR Entity (In Thousands of Dollars)


			As of 12/31/00	As of 12/31/99	As of 1/31/99
By Source:

	NSF Regular (1)		71,000	66,739	54,419
	NSF Named Programs (2)		22,834	23,837	20,114
	NSF Special & Grants (3)		5,129	3,582	3,249
	NSF HIAPER (4)		8,500
		Total NSF	107,463	94,158	77,782
	NOAA		12,632	11,113	9,485
	NASA		9,061	10,295	12,119
	FAA		1,299	1,436	946
	DOD		5,768	4,231	5,609
	EPA		1,735	1,090	1,444
	DOE		2,275	2,009	2,812
	Foreign		3,687	1,964	2,781
	Commercial		1,535	1,562	1,562
	University		3,405	1,792	2,068
	Other (Gov't and Non-Gov't)		4,699	3,324	3,387
TOTAL (5)			153,559	132,974	119,995

By UCAR Entity:
	NCAR		115,457	104,080	96,645
	UCAR Office of Programs		28,179	23,901	20,919
	All Other		9,923	4,993	2,431

TOTAL (5)			153,559	132,974	119,995


(1) NSF Regular includes NCAR's base or core funding including USWRP and NSWP Initiatives. UOP's funding includes UNIDATA, UNAVCO, Visiting Scientist Program, COMET, IITA, and JOSS. Also includes $7.8M in ML refurbishment funds at 9/30/00. (2) Named programs includes the NCAR's High Performance Computing & Communications (HPCC) and the Global Change Research Program (USGCRP) (3) Includes all the ATD Deployment Pool funds and HAO's Space Weather, CEDAR, SUNRISE programs. Also includes ATD's FASTEX, SCD's Applied Network Research and Distributed CSL, and numerous others. (4) Funding for ATD's High-Performance Instrumented Airborne Platform for Environmental Research (HIAPER) received its first increment of funding. (5) Includes uncommitted and committed carryover of $51.3M and $19.1M for FY01, $45.4M and $20.9M for FY00, and $35.4M and $12.5M for FY99.

UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH Statement of Program Funding and Expenditures/Commitments FYTD 2001 Three Months Ended December 31, 2000 (In Thousands of Dollars)


			Funding Received (a)	Expenditures/ Commitments	Funds Programmed But Not Yet Committed		Projected Funds to be Received

By Entity:
NCAR			115,457	82,359	33,098		31,175
UCAR Office of Programs (b)			28,179	24,767	3,412		31,744
UCAR Foundation			350	157	193
Other			9,573	1,303	8,270		680

TOTAL			153,559	108,586	44,973		63,599


By Funding Source:
NCAR:
	NSF Regular		52,426	36,953	15,473
	NSF Named Programs		22,834	12,720	10,114
	NSF Special & Grants		4,842	2,333	2,509		7,562
	NSF HIAPER		8,500	2,175	6,325
	NASA		6,018	7,019	(1,001)	(c)	4,718
	NOAA		2,964	1,868	1,096		1,632
	DOD		4,690	4,271	419		2,583
	FAA		1,280	5,639	(4,359)	(c)	6,296
	EPA		568	319	249		0
	DOE		1,969	2,524	(555)	(c)	2,875
	Foreign		3,290	3,162	128		2,338
	Commercial		1,462	655	807		926
	University		2,194	2,009	185		2,545
	Other (Gov't and Non-Gov't)		2,420	712	1,708		299

		Subtotal	115,457	82,359	33,098		31,774

UCAR Office of Programs:
	NSF		11,695	10,433	1,262		12,323
	NOAA		9,648	11,873	(2,225)	(c)	15,047
	NASA		2,919	538	2,381		1,612
	DOD		1,078	931	147		872
	Foreign		385	159	226		35
	University		405	151	254		458
	Other (Gov't and Non-Gov't)		2,049	682	1,367		698

		Subtotal	28,179	24,767	3,412		31,045

UCAR Foundation:			350	157	193

Other:
	NSF		7,165	1,301	5,864		317
	NASA		124	18	106		129
	Non-NSF		2,284	(16)	2,300		234

		Subtotal	9,573	1,303	8,270		680

TOTAL			153,559	108,586	44,973		63,499



(a) Funds received including committed and uncommitted carryover from FY 2000. (b) Includes UNIDATA, DLESE, JOSS, VSP, COMET, IITA, OFPS, COSMIC and GST. (c) Programs approved but funding was not received during FY01.

UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH
Statement of General Fund Revenues and Expenses
Three Months Ended 31 December 2000

					Actual 3 Months Ended 12/31/00	Projected FY2001

Unrestricted General Fund Balance, 10/1 (Actual)					$18,496,184	$18,496,184

	Revenues:
		Government Fees:
			NOAA		156,126	463,988
			NSF			75,000
			Other Agencies-Through NSF Coop. Agreement		108,903	546,634
			Other Agencies-Direct Contracts		70,817	433,459

				Subtotal Government Fees	335,846	1,519,082


		Other Direct Fees:
			WITI Contracts		7,143	0
			Other Direct Contracts		84,101	287,600

				Subtotal Other Direct Fees	91,244	287,600


				Subtotal Fees- All Sources	427,090	1,806,682


		Interest Income			175,884	650,000
		Dividend & Capital Gain Income			(6,732)	300,000
		Recognition of Unrealized Gains (Losses)			(1,014,845)	200,000
		Membership Revenues			62,500	62,500
		Condo Receipts			1,000	5,000
		FL4 Rental Revenue (WITI, CU)			26,908	53,000
		WITI Interest Revenue			6,656	6,655
		Other				250

				Total Revenues	(321,540)	3,084,087


	Expenses:
		Lewis Burke & Associates			11,580	58,000
		Corporate Representation Allowances			28,589	89,500
		Audit Adjustments/Bad Debt Adjustmet			473	10,000
		Lobbying Expenses			4,112	12,000
		Artowski Award Match
		Science Store (net)			(91)	14,000
		Vehicle Operating Costs			(3,550)	13,000
		FL4 Rental Expenses				45,000
		Condo Expenses			806	14,000
		Tech Transfer Distribution to Employees
		NCAR 40th Anniversary/HAO 60th Anniversary			1,196	2,000
		Science & Technology Opportunity/Risk Mitigation (STORM)			30,765	400,000
		Windows to Universe
		Women Scientist Support			14,579	95,000
		Scientist I Support			9,880	100,000
		Recruiting Expenses			17	15,000
		Other			3,735	106,000


				Total Expenses	102,092	973,500

	Transfers:
		Internal Transfer
		Depreciation & writeoffs of Indirect Cost Equipment

		Net Increase in Fund Balance			(423,632)	2,110,587

Unrestricted General Fund Balance, End of Period					$18,072,552	$20,606,770